Risk Consulting Insurance Broking & Risk Management

We serve as your advocate, using our four-step process to deliver cost-effective policies, giving you the freedom to keep moving forward. We have the visibility andexpertise in the insurancemarket to provide results andlead you to greater success.Let us know how we can help. Learn how to grow your book of business and Digital wallet increase retention by making your clients’ lives easier, download KPA’s Broker Success Checklist. Achieve HR compliance enabled through online educational materials, an HR and benefits library, and on-demand access to HR and legal experts. Rather than simply hoping your clients stay compliant, leverage the features and expert insights in Risk Management Center to take a proactive role in safeguarding their bottom lines.

Risk trend reporting across the aviation industry

Let’s start by taking a closer look at the A-book, B-book, and hybrid Forex broker business models, and highlighting their main features and differences from the broker’s perspective. The best option for any modern broker would be to resort to a hybrid model, which combines features of A-book and B-book. It is necessary to be as responsible as possible in choosing a provider of technological solutions and to check every word of the sales manager during negotiations. Also, any potential changes to the architecture and new solutions must be tested before implementation. Continuous Execution allows large orders to be split into smaller ones risk management in brokerage firms and executed over time to ensure minimum market impact and achieve the best execution for the broker. Contact us today to make sure your MetaTrader 4, MetaTrader 5, cTrader, DXTrade, and Match-Trader risk management strategy is up to date.

We provide independence from the unexpected.

From negotiations to closing deals to https://www.xcritical.com/ operations, our team of experts can help you protect equity and intellectual capital. Our team brings together expertise in all aspects of management liability to provide a holistic approach to identifying, understanding and managing these exposures to risk. RIAs primarily need to register with the SEC or state securities regulators, pass the Series 65 exam (or equivalent), and establish a compliance program. Broker-dealers face additional requirements, such as FINRA membership, net capital minimums, and the creation of robust supervisory systems, making it a more resource-intensive process.

Powered by Marsh FINPRO: Wildfire and D&O litigation risk

Risk International is a leading advocate in the insurance industry, offering unparalleled expertise as a risk management consultant and employee benefits advisor. Our Policy Response Unit (PRU) team supports risk management efforts with a highly professional and experienced claims team for our clients. We have strategically organized our claims operations to include insurance professionals with extensive technical skills and legal expertise in claims management.

For over 35 years, we have optimized our clients’ insurance and risk management programs as an expert advisor in a complex system. As an independent risk management consultant and employee benefits advisor, we rely on proven strategies to develop high-quality programs that support your best interests. Our risk consulting solutions team works with you to create risk management strategies designed to help you build resilience, applying deep industry expertise, advanced analytics, and specialist global knowledge. We provide the reach, resources, expertise, advocacy and value of one of the largest, fastest-growing brokerage firms in the United States. As your advisor and advocate, our industry-focused teams and product experts will work closely with you to identify and reduce your overall cost of risk. Using brokers with the best risk management tools can help you to limit the impact of any trading losses, improving your overall experience and trading.

Your decision should align with your business goals, preferred revenue model, and comfort with regulatory obligations. Keep in mind that RIAs emphasize independence and client-centric planning, while broker-dealers focus on sales efficiency and diverse product offerings. Both paths require a strong commitment to compliance, transparency, and client value.

By leveraging automation, brokers can position themselves as industry leaders, offering unparalleled support in a competitive marketplace. Unanticipated market shifts can expose portfolios to significant vulnerabilities, creating an urgent need for real-time solutions. Solitics enables brokers to bridge the gap between traders’ granular activity and external market dynamics. By synchronising these datasets, brokers can provide actionable insights, offering proactive risk alerts and strategies. Also, the right technical tools can help a risk manager to maintain the right balance between internal and external liquidity.

• Using an A/B risk management solution enables clients to hedge risks or benefit from rapid market growth.
• Measuring risk exposure, and identifying the most critical internal and external threats that can impact you, is important to protecting your business.
• It provides different solutions for different pain points, all managed inside the same system.
• Our risk consulting solutions team creates tailored risk management strategies to help you build resilience, informed by our deep industry expertise, advanced analytics, and specialist global knowledge.
• Many experienced traders have periods when the success of their strategy coincides with the phase of the market, that is, with any fundamental changes.
• Solitics’ advanced automation technology offers a game-changing platform for brokers to seamlessly integrate real-time data and deliver tailored insights.

EPIC uses in-depth information to keep pricing in check and under control and to optimize program design. Brokers utilising Solitics’ platform report significant improvements in client retention and satisfaction. By automating critical aspects of risk management, brokers save valuable time and resources, enabling them to focus on strategic growth. The platform’s scalability ensures that as a broker’s client base expands, their ability to deliver hyper-personalised support remains consistent. One of the standout features of Solitics is its ability to aggregate and analyse data from multiple trading accounts.

Essentially, you should never risk more than 1% of your capital on a single trade. Any action you take upon the information on this website is strictly at your own risk and we will not be liable for any losses and damages in connection with the use of our website content. Track employee injuries and related time off work, conduct incident analyses and run OSHA 300 Logs. In the first episode of Powered by Marsh FINPRO, our speakers discuss the the importance of managing disclosure risks. The Political Risk Report 2024 is your essential guide to the top risks and opportunities across regions, so you can confidently plan for what’s ahead. Other benefits include meeting compliance requirements, making operational improvements, and more.

Alerts for margin calls, equity thresholds, and trading behaviors can be instantly delivered through multiple channels with no delay. InnReg is a global regulatory compliance and operations consulting team serving financial services companies since 2013. This hybrid approach can offer clients greater flexibility but requires careful management of conflicts of interest to maintain trust and regulatory compliance. No, it is never too late to incorporate risk management into your trading strategy.

The financial trading world is dynamic and challenging, requiring brokers to deliver solutions that enhance their clients’ decision-making and risk management strategies. Solitics’ advanced automation technology offers a game-changing platform for brokers to seamlessly integrate real-time data and deliver tailored insights. This enables brokers to not only empower traders but also establish themselves as trusted partners in their clients’ success. The B-book or market maker (MM) is a model of risk management in brokerage firms, where the broker serves as a liquidity provider for a client transaction that does not reach the interbank. Unlike A-Book, the FX B-book model does not imply overlapping trades via liquidity providers.

Leveraging the automation platform for 24/7 operations, ensures that every trader receives support when they need it — not just during business hours. RIAs are required to disclose conflicts of interest clearly in Form ADV, particularly in Part 2A, which is shared with clients. They must also take steps to mitigate these conflicts in accordance with their fiduciary duty.

Risk management provides up sell opportunities; through identifying risk, brokers will help prospects and clients understand the holes in coverage such as Environmental Impairment Liability (EIL) and business interruption. Providing expert guidance using our proven methodologies to control employee benefits costs without negative consequences for the employer or the employee. We serve as a fiduciary advisor, assuming the highest duty of care to ensure full alignment with our clients, placing your interests above all else. EPIC works closely with you to develop and maintain the right surety program, one that integrates your overall risk management insurance and financial goals no matter what market fundamentals and underwriting dynamics happen. When insurance protection is the right answer, we will work with you to design and deliver comprehensive, integrated, cost-effective coverage. We shape the future through our perspective, expertise and solutions, empowering our clients to thrive.